EF Legacy Securities, LLC
("EFLS", member FINRA/SIPC), headquartered in Richmond, Virginia, provides wealth management services to the mass affluent, many of whom have long-standing relationships with our affiliate Edelman Financial Services, LLC (EFS). EFLS is dedicated to helping clients achieve their financial goals, enhancing consumers’ knowledge of money matters and serving each client with integrity by providing sound financial guidance in a caring and professional manner. We believe that by putting our clients first, explaining complex financial topics in easy to understand language, and helping those in need, we can achieve that goal.
Our job is to make Wall Street understandable and accessible. As a full service firm, EFLS offers its clients wealth management financial advice relating to equity securities, bonds, mutual funds and insurance products.
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EF Legacy Securities Business Continuity
SEC Rule 606 Reports
Pursuant to Rule 606 adopted by the Securities and Exchange Commission, EFLS is presenting certain information with respect to orders entered during the preceding quarter. You can obtain this information by accessing the link below. Please refer to: http://www.dstsystems.com/affiliates/dstmarketservices/business-continuity-disclosures/. The SEC requires that the disclosure of a market center's order execution information be made available free and readily accessible to the public via a web site.
USA Patriot Act Disclosure
USA PATRIOT ACT Section 326 - Customer Identification Program
To help the U.S. government fight the funding of terrorism and money laundering activities, Federal law requires all U.S. financial institutions to obtain, verify, and record information that identifies each individual or institution that opens an account.
What this means for you
When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents.