Company Overview:

Solley Financial Services provides a broad array of investment and insurance services to individuals and businesses. Our goal is to provide independent investment guidance and personalized service through a relationship that is based on integrity, experience, and trust.

Company Services:

Equity Services
Brokerage transactions for common and preferred stock, warrants, and other securities which are listed on the national securities exchanges, as well as unlisted (OTC) offerings. Institutional and retail research is available upon request.

Mutual Funds
Experienced guidance in recommending and selecting professionally managed mutual funds for large and small investors. Current prospectuses and literature is available upon request.

Educational Plans
We offer UTMAs, Coverdell Educational Savings Accounts and College Savings Plans.

Professional Money Management
We serve as your advisor, supervising your portfolio and recommending changes to keep your investments aligned with the rapidly changing financial environment and your goals. We also have access to the world’s leading independent money managers through our clearing affiliate Pershing.

Retirement Plans
We help establish tax-advantaged retirement plans for individuals and companies. Traditional IRAs, Roth IRAs, Simplified Employment Pension (SEP), SIMPLE, 401(k), Plans are all available. If you have retired or changed jobs, we can help you move your 401(k) to a self-directed retirement account. You will avoid penalties and taxes and allow your retirement savings to continue to grow tax-deferred while having complete control of your assets.

Stock Options & Stock Option Financing
We can assist you with options strategies to suit your particular investment objectives. We can also assist you with the timing and exercise of employee stock options, including cashless exercising. Current options risk disclosure documents and additional information is available upon request.

Annuities and Life Insurance
Through HWG Agency, our insurance affiliate, we help clients obtain competitively prices policies for life insurance, annuities, long-term care and disability.

Investment Planning
From paying for education, to preparing for retirement, we work with you to develop and implement a lifetime plan for protecting your interests, and achieving your dreams.